Welcome to Global Wealth Finance—a premier financial consulting firm proudly headquartered in California, dedicated to serving individuals, families, and businesses across the nation. At the core of our mission is a commitment to redefining financial literacy, advancing generational wealth strategies, and empowering communities through structured financial planning.
Industry Leadership & Legacy
At the heart of every enduring institution lies a commitment to principled leadership and a legacy built on impact, innovation, and integrity. My career in the capital markets and securities industry has been shaped by a relentless pursuit of excellence, a dedication to ethical stewardship, and a deep responsibility to elevate those around me.
As CEO, I remain deeply committed to innovation, ethical leadership, and expanding access to financial tools that empower individuals from all walks of life.
10 Years Experience
Rooted in my upbringing in Fresno, California, I’ve dedicated the past decade to delivering meaningful impact in the lives of my clients while actively shaping the next generation of financial professionals.
50+ Professionals Mentored
Over the course of my career, I have had the privilege of mentoring and developing more than 50 financial professionals—equipping them with the strategic tools, ethical foundations, and leadership mindset required to build sustainable practices.
Dual-Division Model
Global Wealth Finance is structured around a distinctive dual-division model—integrating fee-based financial planning with insurance and wealth protection strategies.
True leadership is not defined by titles or tenure—but by the ability to inspire, empower, and create sustainable value across cycles and generations. Through strategic vision, disciplined execution, and a client-first philosophy, I have worked to influence not just portfolios, but people—mentoring future leaders, strengthening fiduciary standards, and contributing to a more transparent, resilient financial ecosystem.
Legacy, to me, is not what I leave behind—it’s what I build into others.
Licenses, Certifications & Credentials
As a passionate advocate for continued education and professional excellence in our field, I strongly believe that every financial professional has a duty to expand their licensing and capabilities. I currently hold:
Insurance Licensing
Life & Health California Insurance License
State-approved qualification to provide essential protection and planning solutions
Market Analysis
Capital Markets & Securities Analyst (CMSA®)
Financial Modeling & Valuation Analyst (FMVA®)
Chartered Financial Modeling Professional (CFMP™)
Wealth Management
Financial Planning & Wealth Management Professional (FPWMP®)
Commercial Banking & Credit Analyst (CBCA®)
FINRA : Securities Qualifications
SIE - Securities Essential Exam
Series 7 - General Securities Representative (In Process)
Series 66 - Uniform Combined State Law (In Process)
True professional excellence requires continuous education and expanding qualifications to best serve clients' evolving needs.
Elite Financial & Capital Markets Simulation Experience
Developed through leading Wall Street firm programs on Forage | July 2025
I have successfully completed a series of advanced job simulations curated by globally recognized financial institutions, demonstrating applied expertise in investment banking, capital markets, risk management, private wealth advisory, and commercial finance. These immersive programs have refined my ability to think critically, model effectively, and communicate strategic insights under real-world financial scenarios. Each experience reinforced my ability to operate at the highest level of professionalism and analytical rigor expected by top-tier institutions.
Highlights of Simulations Completed
Goldman Sachs – Risk & Internal Audit
Performed credit and real estate risk assessments using financial metrics, recommended strategic risk mitigation initiatives, and conducted mock audits of Global Markets operations with proposed internal control improvements.
J.P. Morgan Chase – Investment Banking
Identified M&A targets through financial and strategic screening, built a Discounted Cash Flow (DCF) model factoring in competitor risk and disruptions, and presented a professional two-page deal summary for client decision-making.
PGIM Fixed Income – Investment Analysis
Extracted key financial data to calculate accounting ratios and KPIs, delivered actionable portfolio insights and recorded earnings summaries, and advised clients post-investment breach in a simulated environment.
Citi Bank – Markets, Wealth & Finance Divisions
Constructed client investment portfolios using asset allocation models optimized for tax efficiency and risk tolerance, while interpreting FOMC data to recommend market-responsive trades and summarizing financial risk triggers and capital adequacy metrics to support strategic reporting for executive leadership.
Wells Fargo – Commercial Banking
Delivered customized client proposals by integrating targeted financial solutions to support strategic growth objectives, while analyzing relationship data and market trends to develop insightful, results-driven presentations within a commercial banking framework.
White & Case LLP – U.S. Capital Markets
Reviewed underwriting agreements and regulatory compliance checklists to ensure transaction readiness, and drafted formal closing documents in alignment with capital markets protocols, demonstrating precision in legal documentation and deal execution.
These experiences serve as a reflection of my multi-disciplinary acumen, combining finance, strategy, law, and client advisory—reinforcing my ability to deliver in dynamic, high-stakes environments across the financial industry. I bring not only academic knowledge, but realistic, hands-on simulation training grounded in institutional frameworks and best practices used by industry leaders.
Whether collaborating with institutional investors, advising clients, structuring M&A deals, or mitigating risk — I'm fully equipped to contribute to forward-thinking teams across investment banking, private equity, wealth management, or financial strategy.
Leadership in National Financial Advocacy & Education
Proud member of the industry’s most respected professional associations, committed to advancing financial security, advocacy, and ethical leadership nationwide.
1
Finseca
FINSECA stands at the forefront of the financial services profession, bringing together top advisors, leaders, and firms with one shared mission: to elevate our industry, accelerate business success, and advocate for financial security for every American.
Their commitment to shaping the future of our profession is built on three powerful pillars:
Elevate the ProfessionFINSECA unites the most driven professionals to uphold the highest standards of leadership, ethics, and excellence in financial services.
Accelerate Your BusinessThrough elite-level training, peer collaboration, and strategic resources, FINSECA empowers its members to scale, lead, and grow sustainable businesses that create lasting impact.
Advocate for Financial Security for AllFINSECA is a vocal and respected advocate at the federal and state levels, pushing for a legislative environment that protects the ability of families, individuals, and businesses to secure their financial futures.
As a financial professional committed to making a difference, I'm proud to support FINSECA's mission of transforming lives through financial security and professional leadership.
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NAIFA
The National Association of Insurance and Financial Advisors (NAIFA) continues to set the standard for excellence, advocacy, and professional development in our industry.
As a member of this distinguished organization, I'm aligned with a community that is committed to:
AdvocateNAIFA is the only insurance and financial association with a powerful grassroots network that actively advocates at the state, interstate, and federal levels—protecting and promoting the critical role of insurance and the professionals who deliver it.
EducateThrough NAIFA's FSP Community, members gain access to cutting-edge professional development and continuing education, helping us stay sharp, relevant, and prepared for the evolving needs of our clients.
DifferentiateWith access to trusted resources like Life Happens, NAIFA equips its members to lead with credibility, elevate client conversations, and stand apart as ethical, informed professionals who truly make a difference.
I'm honored to represent the values NAIFA stands for — advocacy, education, ethics, and impact. Together, we're shaping the future of financial guidance in America.
Summary Narrative
As a dedicated financial professional and industry leader, I am proud to be an active member of two of the most respected organizations in financial services: FINSECA and NAIFA. These memberships reflect my ongoing commitment to professional excellence, ethical leadership, and the advancement of financial security for all Americans.
Through FINSECA, I stand alongside the top advisors, firms, and thought leaders in the country to elevate the profession, accelerate business success, and advocate for lasting financial security. Their pillars—Elevate, Accelerate, Advocate—mirror the same values that guide my leadership at Global Wealth Finance.
As a member of NAIFA (The National Association of Insurance and Financial Advisors), I'm aligned with a powerful grassroots network that champions legislative advocacy, cutting-edge professional development, and the highest standards of ethics and client care. NAIFA's mission—Advocate, Educate, Differentiate—continues to shape the future of our industry, and I'm honored to contribute to that transformation.
These affiliations are not just titles—they are commitments to uphold the integrity and trust this profession deserves, and to ensure every client, family, and advisor we serve has access to the resources, education, and tools needed for long-term financial empowerment.
Closing Statement
Thank you for taking the time to explore my professional journey and the mission behind Global Wealth Finance. With over a decade of experience in capital markets, wealth management, and financial protection strategies, I remain committed to delivering meaningful results for individuals, families, and professionals seeking long-term financial clarity and confidence.
Whether you’re a client, a partner, or a future advisor, my goal is to lead with integrity, elevate industry standards, and foster a legacy rooted in education, empowerment, and excellence.
I welcome the opportunity to connect with like-minded individuals and organizations who share a vision for financial progress and impact.
Gerardo Diaz Capital Markets & Wealth Management Strategist Global Wealth Finance | Prudential Financial Advisors CDI License #4348018 CMSA® | FPWMP® | CBCA® | FMVA® | CFMP™ E | GerardoDiaz@Globalwealthfinance.net Board Member – FINSECA | NAIFA | FPA Advocating for Financial Security & Professional Excellence
Professional Disclosure Statement
Disclosure: Gerardo Diaz is a licensed financial professional and the Chief Executive Officer of Global Wealth Finance. He is currently licensed by the California Department of Insurance and holds additional financial credentials, including the SIE (Securities Industry Essentials), CMSA® (Capital Markets & Securities Analyst), FPWMP® (Financial Planning & Wealth Management Professional), and CBCA® (Commercial Banking & Credit Analyst) Financial Modeling & Valuation Analyst (FMVA®) ,Chartered Financial Modeling Professional (CFMP™) . He is also actively pursuing the Series 7 and Series 66 licenses. Mr. Diaz is a recognized member of FINSECA and NAIFA, two of the most prestigious financial associations in the country, which promote professional development, legislative advocacy, and ethical conduct across the financial services industry. Membership in these organizations signifies a dedication to advancing the profession and upholding the highest standards of client service and fiduciary responsibility.